Deputy Chief Compliance Officer, Private Credit and Asset Manager Job at Larson Maddox, New York, NY

bmVjejMrVSs3ak9ZUUhFSndPZUdGSGxaOWc9PQ==
  • Larson Maddox
  • New York, NY

Job Description

A growing private credit firm and asset manager is seeking a Deputy Chief Compliance Officer to join their team in New York City as they seek to build out the compliance function in addition to their current dedicated team of three complinace professionals. The firm works across a variety of sectors and industries via credit and strategic investing. It has a strong investment team and has grown to $25B+ assets under management in less than ten years. As they continue to grow, this opportunity has been created from scratch as a new position at the firm.

This opportunity is ideal for someone with at least ten years of experience handling investment advisory compliance related to fixed income, private credit, private equity, or insurance asset management. Experience managing a compliance program and working directly with the business on key issues is required to succeed in the position. Additionally, an ideal candidate would have comfort advising junior members of the compliance team. The position reports directly to the Chief Compliance Officer.

Requirements:

  • 10+ years of experience within investment advisory compliance for private funds, insurance asset management, or credit/fixed income
  • Ability to partner with key stakeholders and work with junior compliance team members
  • Strong communication skills and comfort working with regulators and external auditors
  • Robust knowledge of the Investment Advisers Act of 1940 and other relevant laws and regulations for the industry
  • Advanced degrees preferred (MBA, JD, etc.)
  • Five days a week in office

Job Tags

Work at office,

Similar Jobs

Erikas Insurance Services Inc

Insurance Sales Agent Job at Erikas Insurance Services Inc

 ...daily basis? Then you've come to the right place. Erikas Insurance has been in the industry for more than 20 years and is looking...  ...California area . We are currently hiring for competitive Sales Agents, Customer Service Representatives, Human Resourcing and... 

Lancesoft INC

Travel Nurse RN - Educator Job at Lancesoft INC

 ...Will float as needed No weekends or on-call Holidays may be required Key Requirements: 5+ years of current OR Nurse Educator experience Experience teaching AORN Periop 101 Must be noted in profile Must educate both Circulating & Scrub RN roles... 

DDS Companies

Fiber Optics Splicer-Telecom Job at DDS Companies

 ...Telecommunications professionals thrives on innovation and collaboration, ensuring that we exceed client expectations at every stage. Fiber connects the World! If you are an experienced Fiber Splicer with a passion for building a better tomorrow, we invite you to apply... 

General Staffing

Administrative Assistant Job at General Staffing

 ...##128683; PLEASE READ CAREFULLY BEFORE APPLYING&##128683; Administrative Assistant &##128205; Hybrid South Houston (only 2 days/week in...  ...12 months) Schedule : Hybrid 2 days in-office, 2 days remote. Office is closed Fridays! Reports to : Chief of Staff... 

Penn State University

Part-Time Poultry Barn Worker Job at Penn State University

 ...at Penn State, see Notice to Out of State Applicants. JOB DESCRIPTION AND POSITION REQUIREMENTS: Students working at the poultry farm will assist in all faucets of the operation. Cleaning and disinfection of pens, set up of new pens for research projects and facility...